Prudential Financial2001 Proxy Statement  
Notice of Annual MeetingGeneral Information and Voting InstructionsProposals to be Voted UponBoard Of Directors InformationReport of the Audit CommitteeExecutive CompensationOther Information Appendix A: Audit Committee Charter
View Annual Report
Other Information

Voting Securities and Principal Holders Thereof
Section 16(a) Beneficial Ownership Reporting Compliance
Shareholder Proposals
"Householding" of Proxy Materials and Elimination of Duplicates
Annual Report on Form 10-K
Incorporation by Reference
Other Matters





The following table sets forth information regarding the beneficial ownership of our Common Stock as of March 7, 2002 by:

each Director and each named executive officer; and

all Directors and executive officers of Prudential Financial as a group.

Name of Beneficial Owner

  Amount and Nature¹ of
Common Stock Beneficial Ownership

  Percent of Class
Franklin E. Agnew   1,012                      *
Frederic K. Becker   5,012                      *
Gilbert F. Casellas   500                      *
James G. Cullen   2,033                      *
Carolyne K. Davis   264                      *
Allan D. Gilmour   1,013                      *
William H. Gray III   1,013                      *
Jon F. Hanson   10,013                      *
Glen H. Hiner   1,012                      *
Constance J. Horner   1,000                      *
Gaynor N. Kelley   1,013                      *
Burton G. Malkiel   514                      *
Arthur F. Ryan   30,194                      *
Ida F.S. Schmertz   1,011                      *
Charles R. Sitter   500                      *
Donald L. Staheli   1,000                      *
Richard M. Thomson   10,000                      *
James A. Unruh   2,761                      *
P. Roy Vagelos   3,416                      *
Stanley C. Van Ness   50                      *
Paul A. Volcker   18                      *
John R. Strangfeld, Jr.   21,486                      *
Vivian L. Banta   3,049                      *
Mark B. Grier   15,770                      *
Kiyofumi Sakaguchi2   20,320                      *
Rodger A. Lawson   1,594                      *
All directors and executive officers as a group (31 persons)   152,196                      *

*Less than 1% of the shares of Common Stock outstanding, as of March 7, 2002.
(1)  All shares noted in the table above are owned beneficially by the Director or executive officer or by his or her spouse, a corporation controlled by him or her or an insurance trust.
(2)  Deceased January 11, 2002.


The following table shows all entities that were the beneficial owners of more than five percent of any class of Prudential Financial's voting securities.
Title of Class

  Name and Address of
Beneficial Owner

  Amount and Nature
of Beneficial Ownership

  Percent of Class
Class B Stock   National Union Fire Insurance
Company of Pittsburgh, PA¹
c/o AIG Global Investment Corp.
175 Water Street, 26th Floor
New York, NY 10038
 

885,714

 

44.3%


Class B Stock

 

Lexington Insurance Company¹
c/o AIG Global Investment Corp.
175 Water Street, 26th Floor
New York, NY 10038

 


914,286


 


45.7%


Class B Stock

 

Pacific LifeCorp
700 Newport Center Drive
Newport Beach, CA 92660

 


200,000


 


10.0%

To our knowledge, no person or entity is the beneficial owner of more than five percent of our Common Stock or more than five percent of the voting power of the combined Common Stock and Class B Stock.

(1) National Union Fire Insurance Company of Pittsburgh, PA, and Lexington Insurance Company are subsidiaries of American International Group, Inc. ("AIG"), resulting in AIG's beneficially owning 90% of the Class B Stock.


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